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+Network Working Group H. Chu
+Internet-Draft Symas Corp.
+Intended status: Informational February 28, 2007
+Expires: September 1, 2007
+
+
+ Using LDAP Over IPC Mechanisms
+ draft-chu-ldap-ldapi-00.txt
+
+Status of this Memo
+
+ By submitting this Internet-Draft, each author represents that any
+ applicable patent or other IPR claims of which he or she is aware
+ have been or will be disclosed, and any of which he or she becomes
+ aware will be disclosed, in accordance with Section 6 of BCP 79.
+
+ Internet-Drafts are working documents of the Internet Engineering
+ Task Force (IETF), its areas, and its working groups. Note that
+ other groups may also distribute working documents as Internet-
+ Drafts.
+
+ Internet-Drafts are draft documents valid for a maximum of six months
+ and may be updated, replaced, or obsoleted by other documents at any
+ time. It is inappropriate to use Internet-Drafts as reference
+ material or to cite them other than as "work in progress."
+
+ The list of current Internet-Drafts can be accessed at
+ http://www.ietf.org/ietf/1id-abstracts.txt.
+
+ The list of Internet-Draft Shadow Directories can be accessed at
+ http://www.ietf.org/shadow.html.
+
+ This Internet-Draft will expire on September 1, 2007.
+
+Copyright Notice
+
+ Copyright (C) The IETF Trust (2007).
+
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+Chu Expires September 1, 2007 [Page 1]
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+Internet-Draft LDAP Over IPC February 2007
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+
+Abstract
+
+ When both the LDAP client and server reside on the same machine,
+ communication efficiency can be greatly improved using host- specific
+ IPC mechanisms instead of a TCP session. Such mechanisms can also
+ implicitly provide the client's identity to the server for extremely
+ lightweight authentication. This document describes the
+ implementation of LDAP over Unix IPC that has been in use in OpenLDAP
+ since January 2000, including the URL format used to specify an IPC
+ session.
+
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . 3
+ 2. Conventions . . . . . . . . . . . . . . . . . . . . . 4
+ 3. Motivation . . . . . . . . . . . . . . . . . . . . . . 5
+ 4. User-Visible Specification . . . . . . . . . . . . . . 6
+ 4.1. URL Scheme . . . . . . . . . . . . . . . . . . . . . . 6
+ 5. Implementation Details . . . . . . . . . . . . . . . . 7
+ 5.1. Client Authentication . . . . . . . . . . . . . . . . 7
+ 5.2. Other Platforms . . . . . . . . . . . . . . . . . . . 8
+ 6. Security Considerations . . . . . . . . . . . . . . . 9
+ 7. References . . . . . . . . . . . . . . . . . . . . . . 10
+ 7.1. Normative References . . . . . . . . . . . . . . . . . 10
+ 7.2. Informative References . . . . . . . . . . . . . . . . 10
+ Appendix A. IANA Considerations . . . . . . . . . . . . . . . . . 11
+ Author's Address . . . . . . . . . . . . . . . . . . . 12
+ Intellectual Property and Copyright Statements . . . . 13
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+Chu Expires September 1, 2007 [Page 2]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+1. Introduction
+
+ While LDAP is a distributed access protocol, it is common for clients
+ to be deployed on the same machine that hosts the server. Many
+ applications are built on a tight integration of the client code and
+ a co-resident server. In these tightly integrated deployments, where
+ no actual network traffic is involved in the communication, the use
+ of TCP/IP is overkill. Systems like Unix offer native IPC mechanisms
+ that still provide the stream-oriented semantics of a TCP session,
+ but with much greater efficiency.
+
+ Since January 2000, OpenLDAP releases have provided the option to
+ establish LDAP sessions over Unix Domain sockets as well as over
+ TCP/IP. Such sessions are inherently as secure as TCP loopback
+ sessions, but they consume fewer system resources, are much faster to
+ establish and tear down, and they also provide secure identification
+ of the client without requiring any additional passwords or other
+ credentials.
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+Chu Expires September 1, 2007 [Page 3]
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+Internet-Draft LDAP Over IPC February 2007
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+
+2. Conventions
+
+ Imperative keywords defined in [RFC2119] are used in this document,
+ and carry the meanings described there.
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+Chu Expires September 1, 2007 [Page 4]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+3. Motivation
+
+ Many LDAP sessions consist of just one or two requests. Connection
+ setup and teardown can become a significant portion of the time
+ needed to process these sessions. Also under heavy load, the
+ constraints of the 2MSL limit in TCP become a bottleneck. For
+ example, a modest single processor dual-core AMD64 server running
+ OpenLDAP can handle over 32,000 authentication requests per second on
+ 100Mbps ethernet, with one connection per request. Connected over a
+ host's loopback interface, the rate is much higher, but connections
+ get completely throttled in under one second, because all of the
+ host's port numbers have been used up and are in TIME_WAIT state. So
+ even when the TCP processing overhead is insignificant, the
+ constraints imposed in [RFC0793] create an artificial limit on the
+ server's performance. No such constraints exist when using IPC
+ mechanisms instead of TCP.
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+Chu Expires September 1, 2007 [Page 5]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+4. User-Visible Specification
+
+ The only change clients need to implement to use this feature is to
+ use a special URL scheme instead of an ldap:// URL when specifying
+ the target server. Likewise, the server needs to include this URL in
+ the list of addresses on which it will listen.
+
+4.1. URL Scheme
+
+ The "ldapi:" URL scheme is used to denote an LDAP over IPC session.
+ The address portion of the URL is the name of a Unix Domain socket,
+ which is usually a fully qualified Unix filesystem pathname. Slashes
+ in the pathname must be percent-encoded as described in section 2.1
+ of [RFC3986] since they do not represent URL path delimiters in this
+ usage. E.g., for a socket named "/var/run/ldapi" the server URL
+ would be "ldapi://%26var%26run%26ldapi/". In all other respects, an
+ ldapi URL conforms to [RFC4516].
+
+ If no specific address is supplied, a default address MAY be used
+ implicitly. In OpenLDAP the default address is a compile-time
+ constant and its value is chosen by whoever built the software.
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+Chu Expires September 1, 2007 [Page 6]
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+Internet-Draft LDAP Over IPC February 2007
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+
+5. Implementation Details
+
+ The basic transport uses a stream-oriented Unix Domain socket. The
+ semantics of communication over such a socket are essentially
+ identical to using a TCP session. Aside from the actual connection
+ establishment, no special considerations are needed in the client,
+ libraries, or server.
+
+5.1. Client Authentication
+
+ Since their introduction in 4.2 BSD Unix, Unix Domain sockets have
+ also allowed passing credentials from one process to another. Modern
+ systems may provide a server with easier means of obtaining the
+ client's identity. The OpenLDAP implementation exploits multiple
+ methods to acquire the client's identity. The discussion that
+ follows is necessarily platform-specific.
+
+ The OpenLDAP library provides a getpeereid() function to encapsulate
+ all of the mechanisms used to acquire the identity.
+
+ On FreeBSD and MacOSX the native getpeereid() is used.
+
+ On modern Solaris systems the getpeerucred() system call is used.
+
+ On systems like Linux that support the SO_PEERCRED option to
+ getsockopt(), that option is used.
+
+ On Unix systems lacking these explicit methods, descriptor passing is
+ used. In this case, the client must send a message containing the
+ descriptor as its very first action immediately after the socket is
+ connected. The descriptor is attached to an LDAP Abandon Request
+ [RFC4511] with message ID zero, whose parameter is also message ID
+ zero. This request is a pure no-op, and will be harmlessly ignored
+ by any server that doesn't implement the protocol.
+
+ For security reasons, the passed descriptor must be tightly
+ controlled. The client creates a pipe and sends the pipe descriptor
+ in the message. The server receives the descriptor and does an
+ fstat() on it to determine the client's identity. The received
+ descriptor MUST be a pipe, and its permission bits MUST only allow
+ access to its owner. The owner uid and gid are then used as the
+ client's identity.
+
+ Note that these mechanisms are merely used to make the client's
+ identity available to the server. The server will not actually use
+ the identity information unless the client performs a SASL Bind
+ [RFC4513] using the EXTERNAL mechanism. I.e., as with any normal
+ LDAP session, the session remains in the anonymous state until the
+
+
+
+Chu Expires September 1, 2007 [Page 7]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+ client issues a Bind request.
+
+5.2. Other Platforms
+
+ It is possible to implement the corresponding functionality on
+ Microsoft Windows-based systems using Named Pipes, but thus far there
+ has been no demand for it, so the implementation has not been
+ written. These are brief notes on the steps required for an
+ implementation.
+
+ The Pipe should be created in byte-read mode, and the client must
+ specify SECURITY_IMPERSONATION access when it opens the pipe. The
+ server can then retrieve the client's identity using the
+ GetNamedPipeHandleState() function.
+
+ Since Windows socket handles are not interchangeable with IPC
+ handles, an alternate event handler would have to be provided instead
+ of using Winsock's select() function.
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+Chu Expires September 1, 2007 [Page 8]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+6. Security Considerations
+
+ This document describes a mechanism for accessing an LDAP server that
+ is co-resident with the client machine. As such, it is inherently
+ immune to security issues associated with using LDAP across a
+ network. The mechanism also provides a means for a client to
+ authenticate itself to the server without exposing any sensitive
+ passwords. The security of this authentication is equal to the
+ security of the host machine.
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+Chu Expires September 1, 2007 [Page 9]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+7. References
+
+7.1. Normative References
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [RFC2717] Petke, R. and I. King, "Registration Procedures for URL
+ Scheme Names", BCP 35, RFC 2717, November 1999.
+
+ [RFC3986] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
+ Resource Identifier (URI): Generic Syntax", STD 66,
+ RFC 3986, January 2005.
+
+ [RFC4511] Sermersheim, J., "Lightweight Directory Access Protocol
+ (LDAP): The Protocol", RFC 4511, June 2006.
+
+ [RFC4513] Harrison, R., "Lightweight Directory Access Protocol
+ (LDAP): Authentication Methods and Security Mechanisms",
+ RFC 4513, June 2006.
+
+ [RFC4516] Smith, M. and T. Howes, "Lightweight Directory Access
+ Protocol (LDAP): Uniform Resource Locator", RFC 4516,
+ June 2006.
+
+7.2. Informative References
+
+ [RFC0793] Postel, J., "Transmission Control Protocol", STD 7,
+ RFC 793, September 1981.
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+Chu Expires September 1, 2007 [Page 10]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+Appendix A. IANA Considerations
+
+ This document satisfies the requirements of [RFC2717] for
+ registration of a new URL scheme.
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+Chu Expires September 1, 2007 [Page 11]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+Author's Address
+
+ Howard Chu
+ Symas Corp.
+ 18740 Oxnard Street, Suite 313A
+ Tarzana, California 91356
+ USA
+
+ Phone: +1 818 757-7087
+ Email: hyc@symas.com
+
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+Chu Expires September 1, 2007 [Page 12]
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+Internet-Draft LDAP Over IPC February 2007
+
+
+Full Copyright Statement
+
+ Copyright (C) The IETF Trust (2007).
+
+ This document is subject to the rights, licenses and restrictions
+ contained in BCP 78, and except as set forth therein, the authors
+ retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
+ THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
+ OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
+ THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
+ WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+
+Intellectual Property
+
+ The IETF takes no position regarding the validity or scope of any
+ Intellectual Property Rights or other rights that might be claimed to
+ pertain to the implementation or use of the technology described in
+ this document or the extent to which any license under such rights
+ might or might not be available; nor does it represent that it has
+ made any independent effort to identify any such rights. Information
+ on the procedures with respect to rights in RFC documents can be
+ found in BCP 78 and BCP 79.
+
+ Copies of IPR disclosures made to the IETF Secretariat and any
+ assurances of licenses to be made available, or the result of an
+ attempt made to obtain a general license or permission for the use of
+ such proprietary rights by implementers or users of this
+ specification can be obtained from the IETF on-line IPR repository at
+ http://www.ietf.org/ipr.
+
+ The IETF invites any interested party to bring to its attention any
+ copyrights, patents or patent applications, or other proprietary
+ rights that may cover technology that may be required to implement
+ this standard. Please address the information to the IETF at
+ ietf-ipr@ietf.org.
+
+
+Acknowledgment
+
+ Funding for the RFC Editor function is provided by the IETF
+ Administrative Support Activity (IASA).
+
+
+
+
+
+Chu Expires September 1, 2007 [Page 13]
+\f
--- /dev/null
+<?xml version="1.0" encoding="UTF-8"?>
+<!DOCTYPE rfc SYSTEM "rfc2629.dtd" [
+ <!ENTITY rfc793 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.0793.xml'>
+ <!ENTITY rfc2119 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.2119.xml'>
+ <!ENTITY rfc2717 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.2717.xml'>
+ <!ENTITY rfc3986 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.3986.xml'>
+ <!ENTITY rfc4422 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4422.xml'>
+ <!ENTITY rfc4511 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4511.xml'>
+ <!ENTITY rfc4513 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4513.xml'>
+ <!ENTITY rfc4516 PUBLIC '' 'http://xml.resource.org/public/rfc/bibxml/reference.RFC.4516.xml'>
+
+]>
+<?xml-stylesheet type='text/xsl' href='http://www.greenbytes.de/tech/webdav/rfc2629.xslt' ?>
+<?rfc toc="yes" ?>
+<?rfc tocdepth="2" ?>
+<?rfc tocindent="no" ?>
+<?rfc symrefs="yes" ?>
+<?rfc sortrefs="yes"?>
+<?rfc iprnotified="no" ?>
+<?rfc strict="yes" ?>
+<rfc category="info" ipr="full3978" docName="draft-chu-ldap-ldapi-00.txt">
+ <front>
+ <title abbrev="LDAP Over IPC">Using LDAP Over IPC Mechanisms</title>
+ <author initials="H.C." fullname="Howard Chu" surname="Chu">
+ <organization>Symas Corp.</organization>
+ <address>
+ <postal>
+ <street>18740 Oxnard Street, Suite 313A</street>
+ <city>Tarzana</city>
+ <region>California</region>
+ <code>91356</code>
+ <country>USA</country>
+ </postal>
+ <phone>+1 818 757-7087</phone>
+ <email>hyc@symas.com</email>
+ </address>
+ </author>
+ <date year="2007" month="February"/>
+ <abstract>
+ <t>When both the LDAP client and server reside on the same
+machine, communication efficiency can be greatly improved using host-
+specific IPC mechanisms instead of a TCP session. Such mechanisms can
+also implicitly provide the client's identity to the server for
+extremely lightweight authentication.
+ This document describes the implementation of
+LDAP over Unix IPC that has been in use in OpenLDAP since January 2000,
+including the URL format used to specify an IPC session.
+</t>
+ </abstract>
+ </front>
+
+ <middle>
+
+ <section title="Introduction">
+ <t>While LDAP is a distributed access protocol, it is
+common for clients to be deployed on the same machine that hosts the
+server. Many applications are built on a tight integration of the
+client code and a co-resident server. In these tightly integrated
+deployments, where no actual network traffic is involved in the
+communication, the use of TCP/IP is overkill. Systems like Unix
+offer native IPC mechanisms that still provide the stream-oriented
+semantics of a TCP session, but with much greater efficiency.
+</t>
+ <t>Since January 2000, OpenLDAP releases have provided
+the option to establish LDAP sessions over Unix Domain sockets as
+well as over TCP/IP. Such sessions are inherently as secure as TCP
+loopback sessions, but they consume fewer system resources, are
+much faster to establish and tear down, and they also provide
+secure identification of the client without requiring any additional
+passwords or other credentials.
+</t>
+ </section>
+
+ <section title="Conventions">
+ <t>Imperative keywords defined in <xref target="RFC2119"/> are used
+in this document, and carry the meanings described there.</t>
+ </section>
+
+ <section title="Motivation">
+ <t>Many LDAP sessions consist of just one or two requests.
+Connection setup and teardown can become a significant portion of the time
+needed to process these sessions. Also under heavy load, the constraints
+of the 2MSL limit in TCP become a bottleneck. For example, a modest
+single processor dual-core AMD64 server running OpenLDAP
+can handle over 32,000 authentication requests per second on 100Mbps ethernet,
+with one connection per request.
+Connected over a host's loopback interface, the rate is much higher, but
+connections get completely throttled in under one second, because all of
+the host's port numbers have been used up and are in TIME_WAIT state. So
+even when the TCP processing overhead is insignificant, the constraints
+imposed in <xref target="RFC0793"/> create an artificial limit on the
+server's performance. No such constraints exist when using IPC mechanisms
+instead of TCP.
+ </t>
+ </section>
+ <section title="User-Visible Specification">
+ <t>The only change clients need to implement to use
+this feature is to use a special URL scheme instead of an ldap:// URL
+when specifying the target server. Likewise, the server needs to include
+this URL in the list of addresses on which it will listen.</t>
+ <section title="URL Scheme">
+ <t>The "ldapi:" URL scheme is used to denote an LDAP over IPC
+session. The address portion of the URL is the name of a Unix Domain socket,
+which is usually a fully qualified Unix filesystem pathname. Slashes in
+the pathname must be percent-encoded as described in section 2.1 of
+<xref target="RFC3986"/> since they do not represent URL path delimiters
+in this usage. E.g., for a socket named "/var/run/ldapi" the server URL
+would be "ldapi://%26var%26run%26ldapi/". In all other respects, an
+ldapi URL conforms to <xref target="RFC4516"/>.
+ </t>
+ <t>If no specific address is supplied, a default address MAY
+be used implicitly. In OpenLDAP the default address is a compile-time
+constant and its value is chosen by whoever built the software.</t>
+ </section>
+ </section>
+ <section title="Implementation Details">
+ <t>The basic transport uses a stream-oriented Unix Domain socket.
+The semantics of communication over such a socket are essentially identical
+to using a TCP session. Aside from the actual connection establishment, no
+special considerations are needed in the client, libraries, or server.</t>
+ <section title="Client Authentication">
+ <t>Since their introduction in 4.2 BSD Unix, Unix Domain sockets
+have also allowed passing credentials from one process to another. Modern
+systems may provide a server with easier means of obtaining the client's
+identity. The OpenLDAP implementation exploits multiple methods to acquire
+the client's identity. The discussion that follows is necessarily
+platform-specific.</t>
+ <t>The OpenLDAP library provides a getpeereid() function to
+encapsulate all of the mechanisms used to acquire the identity.</t>
+ <t>On FreeBSD and MacOSX the native getpeereid() is used.</t>
+ <t>On modern Solaris systems the getpeerucred() system call
+ is used.</t>
+ <t>On systems like Linux that support the SO_PEERCRED option to
+ getsockopt(), that option is used.</t>
+ <t>On Unix systems lacking these explicit methods, descriptor
+ passing is used. In this case, the client must send a message
+ containing the descriptor as its very first action immediately
+ after the socket is connected. The descriptor is attached to
+ an LDAP Abandon Request <xref target="RFC4511"/>
+ with message ID zero, whose parameter
+ is also message ID zero. This request is a pure no-op, and
+ will be harmlessly ignored by any server that doesn't implement
+ the protocol.</t>
+ <t>For security reasons, the passed descriptor must be tightly
+ controlled. The client creates a pipe and sends the pipe
+ descriptor in the message. The server receives the descriptor
+ and does an fstat() on it to determine the client's identity.
+ The received descriptor MUST be a pipe, and its permission
+ bits MUST only allow access to its owner. The owner uid and
+ gid are then used as the client's identity.</t>
+ <t>Note that these mechanisms are merely used to make the
+client's identity available to the server. The server will not actually
+use the identity information unless the client performs a SASL Bind <xref target="RFC4513"/>
+using the EXTERNAL mechanism. I.e., as with any normal LDAP session, the
+session remains in the anonymous state until the client issues a Bind
+request.</t>
+ </section>
+ <section title="Other Platforms">
+ <t>It is possible to implement the corresponding functionality
+on Microsoft Windows-based systems using Named Pipes, but thus far there
+has been no demand for it, so the implementation has not been written.
+These are brief notes on the steps required for an implementation.</t>
+ <t>The Pipe should be created in byte-read mode,
+and the client must specify SECURITY_IMPERSONATION access when it opens
+the pipe. The server can then retrieve the client's identity using the
+GetNamedPipeHandleState() function.</t>
+ <t>Since Windows socket handles are not interchangeable with
+IPC handles, an alternate event handler would have to be provided instead
+of using Winsock's select() function.</t>
+ </section>
+ </section>
+ <section title="Security Considerations">
+ <t>This document describes a mechanism for accessing an LDAP
+server that is co-resident with the client machine. As such, it is
+inherently immune to security issues associated with using
+LDAP across a network. The mechanism also provides a means for
+a client to authenticate itself to the server without exposing any
+sensitive passwords. The security of this authentication is equal to
+the security of the host machine.
+ </t>
+ </section>
+ </middle>
+
+ <back>
+ <references title="Normative References">
+ &rfc2119;
+ &rfc2717;
+ &rfc3986;
+ &rfc4511;
+ &rfc4513;
+ &rfc4516;
+ </references>
+ <references title="Informative References">
+ &rfc793;
+ </references>
+
+ <section title="IANA Considerations">
+ <t>This document satisfies the requirements of
+<xref target="RFC2717"/> for registration of a new URL scheme.
+ </t>
+
+ </section>
+ </back>
+</rfc>